EPSTEIN
page 3 / 328 . OCR, unverified
OF
TRADING ACTIVITY FOR THE MONTH
TYPE DATE
TRANSACTION
QUANTITY
DESCRIPTION
01/05 ADJUSTMENT
01/19 WIRED
TYPE
DATE
TRANSACTION
01/03/06 INTEREST
CREDIT SUISSE
ADJUST CREDIT INTEREST
FUNDS PAID BY WIRE
WIRE TO LONDON
INCOME ACTIVITY FOR THE MONTH
DESCRIPTION
FUNDS DEPOSITED HAVE EARNED
CREDIT INT e AVG RATE 4.402
FOR 27 DAYS
FROM 12/01 TO 12/31
CLOSE BAL 111102.50 CR
AVG BAL 71406.29 CR
CREDIT SUISSE SECURITIES (USA) LLC
ELEVEN MADISON AVENUE
NEW YORK, NY 10010-3629
PRICE
DEBIT
CREDIT
33.49
14,173.75
DEBIT
CREDIT
232.91
TEL: 212-325-2000
FAX: 212-538-5540
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00062139
EFTA01582593
--- SOURCE: IMAGES__0146__EFTA01582594.txt ---
METADATA_SOURCE: IMAGES0146
METADATA_FILENAME: EFTA01582594.pdf
----------------------------------------
Statement of Account
••• ALL AMOUNTS IN US DOLLAR •••
INV REP
ACCOUNT
TAXPAYER ID. STATEMENT PERIOD
PAGE
203Q
UNDISCLOSED
01/01/06 TO 01/31/06
OF
CS SEC EUR LTD: F/B/0 FINANCIAL TRUST
COMPANY INC
CABOT SQUARE
LONDON GBR
PORTFOLIO SUMMARY
Cash
Equities
CURRENT VALUE % ASSETS
MONTHLY ACTIVITY SUMMARY
DEBIT
Opening Balance
6,325,701.13
Purchases
Sales
CREDIT
Stocks
68.88
Funds Received
697,357.34
Options
Funds Withdrawn
1,302,357.27
Convertibles
45,361,062.76
59.89
Net Total Cash Income
147,859.10
Short Equities
30,385,448.13-
40.11
Foreign Exchange
Other
Repurchase Agreements
Municipals
Rev Repur Agreements
Taxable Fixed income
Other
3,320,224.02
3,320,224.02
Governments & Agencies
Closing Balance
6,782,841.96
Corporates
Asset Backed Securities
Money Markets
Debt Options
INCOME SUMMARY
Other Assets
MONTH
YTD
Long Market Value
45,361,131.64
Short Market Value
30,385,448.13-
Credit Interest
Debit Balance
37,168,290.09-
Dividend Income
330.75
330.75
Short Balance
30,385,448.13
Municipal Income
Repurchase Equity
Govt. Income
Rev Repur Equity
Other Bond Income
241,062.78
241,062.78
Repurchase Fails
Other Income
49,189.92
49,189.92
Rev Repur Fails
Div/Int Chgd
1,137.42DB
1,137.42DB
Net Portfolio Value
8,192,841.55
Loan Interest Chgd
141,586.93DB
141,586.93DB
Repurchse Int Chgd
Rev Repur Int Income
Net Total Cash Income
147,859.10
147,859.10
The understanding of CS Sec USA LLC is that Credit balances held in your account are pending reinvestment.
CREDIT SUISS?`f
CREDIT SUISSE SECURITIES(USA)LLC
ELEVEN MADISON AVENUE
NEW YORK, NY 1C010-3629
TEL:
FAX
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00062140
EFTA01582594
--- SOURCE: IMAGES__0146__EFTA01582595.txt ---
METADATA_SOURCE: IMAGES0146
METADATA_FILENAME: EFTA01582595.pdf
----------------------------------------
Statement of Account
*" ALL AMOUNTS IN US DOLLAR "
INV REP
T
TAXPAYER ID. STATEMENT PERIOD
PAGE
2030
UNDISCLOSED
01/01/06 TO 01/31/06
OF
TYPE DATE
TRANSACTION
QUANTITY
TRADING ACTIVITY FOR
DESCRIPTION
THE MONTH
PRICE
DEBIT
CREDIT
01/03 MRKD/MARKET
MARK TO MARKET
228,183.05
01/03 MRKD/MARKET
MARK TO MARKET
228,183.05
01/03 JOURNAL
VALASSIS COMMUNICATIONS INC
2,026.51
OFFIiiiiiiARRANGING FLIP
TO
FROM
01/04
MRKD/MARKET
MARK TO MARKET
184,433.40
01/04
WIRED
FUNDS PAID BY WIRE
17,009.00
FUTURES WIRE
01/04
MRKD/MARKET
MARK TO MARKET
184,433.40
01/05 ADJUSTMENT
ADJUST DEBIT INTEREST
18,158.43
01/05 MRKD/MARKET
MARK TO MARKET
51,303.59
01/05 WIRED
FUNDS PAID BY WIRE
16,682.00
FUTURES WIRE
01/05 MRKD/MARKET
MARK TO MARKET
51,303.59
01/06 MRKD/MARKET
MARK TO MARKET
366,149.82
01/06 MRKD/MARKET
MARK TO MARKET
366,149.82
01/09 MRKD/MARKET
MARK TO MARKET
382,870.05
01/09 MRKD/MARKET
MARK TO MARKET
382,870.05
01/10 MRKD/MARKET
MARK TO MARKET
77,803.88
01/10 MRKD/MARKET
MARK TO MARKET
77,803.88
01/10 JOURNAL
-6,980
TJX COMPANIES INC NEW
170,018.15
OFFSHORE ARRANGING FLIP
TO
FROM
01/11
MRKD/MARKET
MARK TO MARKET
63,321.05
01/11
MRKD/MARKET
MARK TO MARKET
63,321.05
01/11
JOURNAL
-6,280
TJX COMPANIES INC NEW
152,952.56
TO
FROMGING FLIP
TO
FROM
01/12 MRKD/MARKET
MARK TO MARKET
192,680.41
01/12 WIRED
FUNDS RECEIVED BY WIRE
3,012.16
01/12 MRKD/MARKET
MARK TO MARKET
192,680.41
01/13 MRKD/MARKET
MARK TO MARKET
30,796.64
01/13 WIRED
FUNDS PAID BY WIRE
23,629.00
WIRE TO CITIBANK FUT MGN
CREDIT SUISSE
CREDIT SUISSE SECURITIES (USA) LLC
ELEVEN MADISON AVENUE
NEW YORK, NY 10010-3629
TEL: 212-325-2000
FAX: 212-538-5540
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00062141
EFTA01582595
--- SOURCE: IMAGES__0146__EFTA01582596.txt ---
METADATA_SOURCE: IMAGES0146
METADATA_FILENAME: EFTA01582596.pdf
----------------------------------------
Statement of Account
*" ALL AMOUNTS IN US DOLLAR ***
INV REP
ACCOUNT
TAXPAYER ID. STATEMENT PERIOD
PAGE
2030
736FY
UNDISCLOSED
01/01/06 TO 01/31/06
OF
TYPE DATE
TRANSACTION
QUANTITY
TRADING ACTIVITY FOR THE MONTH
DESCRIPTION
PRICE
DEBIT
CREDIT
01/13 MRKD/MARKET